The Securities Regulatory Handbook Price Waterhouse Coopers

ISBN: 9780765602695

Published: August 1st 1998

Paperback

137 pages


Description

The Securities Regulatory Handbook  by  Price Waterhouse Coopers

The Securities Regulatory Handbook by Price Waterhouse Coopers
August 1st 1998 | Paperback | PDF, EPUB, FB2, DjVu, talking book, mp3, RTF | 137 pages | ISBN: 9780765602695 | 4.36 Mb

Rapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments. It provides both theMoreRapid changes are occurring in the rules governing banking securities activities. This volume guides financial institutions around the constraints on securities underwriting, brokerage activities, and trading and investments.

It provides both the statutory background and the current interpretation of bank securities laws coveting underwriting, trading and dealing- mutual funds- derivative products, and overseas securities activities.



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